Showing posts with label Human nature. Show all posts
Showing posts with label Human nature. Show all posts

Friday, March 12, 2010

Human intelligence and the Birth of Reason

One of my many unpublished manuscripts is a book-length treatment of the origins, evolution and individual development of intelligence, entitled The Birth of Reason. It treats the concept of 'intelligence' in the same way a biologist might treat 'life' – i.e., as a general term for everything human beings and other natural intelligences are and do, rather than (by analogy with for example, ‘the organism’) a narrowly cognitive process. That is, it is designed to explain the full span of intelligent activity, including not only the usual cognitive powers associated with that term but also the possibility of history, consciousness, global social and economic systems and so on. It includes a comprehensive account of the relationship between human and other natural forms of intelligence, such as primates. I have never tried to have this book published. I don’t really know why not – it is complete, the few people who have read it have spoken very well of it, and there are no other treatments of intelligence in this extremely broad sense of which I am aware. If you would like to know more about it, I have created a new website from which the full text can be accessed.

Wednesday, March 18, 2009

Alternative histories

One of my minor enthusiasms is alternative histories. You know the sort of thing – what-ifs about the wrong side winning wars, Jesus not being crucified, and so on.

My personal favourite is what would have happened if Napoleon had not sold Louisiana to the United States in 1803. In those days, Louisiana was rather more than the present-day state – it included all of present-day Arkansas, Missouri, Iowa, Oklahoma, Kansas, Nebraska, plus much of Minnesota west of the Mississippi, most of both Dakotas, north-east New Mexico, all of Montana, Wyoming, and Colorado east of the Continental Divide, plus all of the modern state of Louisiana that lies to the west of the Mississippi River, including New Orleans. It’s more than 800,000 square miles or 2 million square kilometres. That’s about a quarter of the modern USA, and completely divides the east and west coasts. As Napoleon rightly said of the Purchase that ‘This accession of territory affirms forever the power of the United States, and I have given England a maritime rival who sooner or later will humble her pride.’

So what would have happened had the Louisiana Purchase not happened as it did in 1803 (at 3 cents an acre!)? Assuming that the USA had no later opportunity to buy this land, plainly the USA would have been a much lesser country – locked to the east coast, cut off from the Great Plains, Texas and California, with no interest in the Pacific, Hawaii or Alaska, and extremely unlikely to emerge as the Great Power sans pareil at the end of the 20th century.

And what about Napoleon? Assuming that he was still defeated in 1814, what if he had fled to a still-French New Orleans and been welcomed (or at least forced his acceptance) as ruler? It is not hard to envisage his subsequent career, with two basic themes: keeping Americans to the east of the Mississippi, and establishing a new French empire to the west. Imagine the results: all the familiar additions to the USA – Oregon, Texas, California, maybe even Hawaii and Alaska now go to a new French-speaking power. Mexico defeated and perhaps absorbed. New French conquests in central America and the Caribbean, perhaps. A great French naval power in the Pacific. Conflict with Britain over western Canada. All of the oil wealth in the hands of a new power.

But whenever I think about alternative histories, I never get very far before a quite different train of thought sets out. For how long would even such a great change have made a difference? A century later - certainly. A millennium? Well, less so, at least as far as the general shape of the world is concerned. And the longer you wait, the smaller the likely impact. Or at least so I would have thought. I really don’t know. There are countervailing arguments. Chaos theory, for example, seems to suggest that, for some phenomena at least a small perturbation in 1803 would change the future irreversibly.

But I am not convinced. I do not doubt that, at the level of, say, who is born and who dies, a great funnel of causality spreads out indefinitely, within which nothing is the same again. But in terms of the larger structures of society and history, two things occur to me. Firstly, are social systems sensitive like the weather? A butterfly may change the weather halfway around the world (though I have never seen a convincing proof of that idea!) but great systems such as capitalism or feudalism do not look quite so touchy. And secondly, what of all the things – the infinitely many more things - that do not change? Is their effect erased? Presumably not. For human (and intelligent) systems have two features that make this unlikely.

Firstly, like living systems, intelligent life does not react to things like a billiard ball- just bashed about willy-nilly. A living system assimilates the things it encounters (i.e., adjusts them to it own patterns of activity), or if it cannot, it accommodates to them in ways that are as specific to its own nature as they are to the thing to which it accommodates.

As for any intelligent system (e.g., a human being or society), not only do they (like all living things) respond only in ways that reflect their own structure, but they also - and in this they transcend non-intelligent organisms completely - include within themselves knowledge of the principles through which they do this. That is, they include within themselves their own values, goals, methods - any number of other more or less explicit, more or less deliberate structures that ensure that the randomness of the chaotic system is replaced by its very opposite.

So is the result an ever-widening funnel? Or a lens-shaped hole in history that widens and widens and widens – and then narrows and narrows and narrows again, until the point is reached where you can no longer tell whether or not the original trigger actually occurred? At that point, the effects of the initial cause have been so dissipated and diluted by the effects of all the events that were not changed that everything – or at least things of a more structural and functional level – are as they would have been anyway?

I suspect that the answer depends on the relative breadth of this causal ‘funnel’ at its widest and the historical ‘space’ into which it irrupts. Where the former exceeds the latter, it would seem that irreversible change is unavoidable. Even if it is smaller, there is presumably a kind of ‘critical mass’ of effects that set history on a radically new course. Hitler dies in the First World War? Climate change devastates civilisation? Nuclear winter kills every large animal and literally every bird and mammal (i.e., every potentially intelligent organism) on the planet? And planet Earth would otherwise have founded of a galaxy-wide society?

Or are there rules to the structure of human history that either are not affected by empirical events, or at least can force themselves back into control? As I have argued (implicitly) in my History of Human Reason, there are. If there is life, there will be intelligence. And if there is intelligence, there will be history and consciousness. And if there is history and consciousness, there will be something very like feudalism and capitalism and their successors - the still more advanced social systems we did not quite get up to.

Thursday, March 05, 2009

Unfortunately Richard Dawkins barely exists either

A belated reaction to the splendid ‘Don’t worry, God probably doesn’t exist, so stop worrying and get on with life’ bus adverts going around London a while back. Excellent – I’m only sorry that there aren’t more.

How about ‘God was just Jesus’ imaginary friend’, or perhaps ‘God’s only excuse is that he doesn’t exist’ over a picture of a small child in Auschwitz? I’ve always wondered what excuse God will come up with over that one. If I had stood by and done nothing when I could have ended all that suffering in an instant, can you imagine what the world would have thought of me? So why think otherwise of God?

But despite the rightness of the sentiment, Richard Dawkins (who I believe a hand in these advertisements) is far from having a credible answer to the problem religion is trying to solve. His response to religion seems to be, in brief, that it is scientifically incorrect, and so should be disregarded. The first part is right enough, although I doubt that the Pope or the Archbishop of Canterbury would consider it much of a criticism. But I am sure that they would respond – equally correctly, I’m afraid - that religion isn’t about empirical truth anyway. And when they start getting onto what religion is about, their solutions may be completely fanciful but they are also solutions to perfectly real problems before which science (at least in the guise Dawkins favours) is as helpless as a baby.

Religion is about meaning – about what life means, about where we come from and where we are going to, about our relationship with one another, with ourselves, and with the world. The religious response to all these questions is God, which is where I, like Dawkins, get off. But they are all perfectly valid questions: without a sense that life has any meaning, not much is left but boredom, horror and ashes. Yet this is precisely what Dawkins is committed to. Not only is his general (very conventional) account of science absolutely incapable of posing, let alone answering, questions of meaning, but the specific theories to which he is committed – above all natural selection – is completely opposed to the idea that life has any meaning at all. In this he finds himself in good, if uncongenial company, for Stephen Jay Gould, who seems to have disagreed mightily with Dawkins about the very Darwinism to which they were jointly committed, once wrote a sad little book about the place of the individual in evolution, and could only conclude that individuals were empty, futile, accidental things.

In both Gould and Dawkins’ versions of Darwinism, there is no way out: not only does life have no intrinsic significance (true) but it is quite unthinkable that we should have the capacity to construct a meaningful reality (profoundly false). In their conventional forms, random variation and natural selection allow no space for meaning over and above being programmed to seek out and respond to things that enhance our reproductive fitness. Above that level there may be all manner of meaning-like things, but that is where they all lead. But if meaning is really just code for reproductive fitness (or making a lot of money, or any other contemporary cultural shibboleth) then it is resting on its own antithesis. Like existentialism and a dozen other philosophies, the only advice it can offer is to look the other way, and then die. Meaning is essential if the scientific view of life is not to be turned into a tragedy, but if the best we can hope for is Dawkins/Gould/Dennett’s narrow reading of Darwinism and scientistic undermining of meaning, the only possible outcome is the mutually assured destruction of science and happiness.

It is clear from their writings that not that either Dawkins or Gould is comfortable in this position. Who would be? This is their lives we are talking about too – according to their own theories, meaningless accidents. Yet when they try to get out of this bind – as when Dawkins appeals to our big brains to fight back against the worst excesses of our genes or Daniel Dennett (another member of this charmless circle) asserts that real freedom just ‘evolved’ because it was selectively advantageous that it should - they just sound stupid. Were they – and we – not so blinded by the authority of this rather trite interpretation of natural selection, we would all be shouting that the emperor has no clothes. Or rather, that he may be fully dressed, but he is not emperor.

And it is all so unnecessary. Natural selection is completely compatible with the idea that intelligent beings are capable of constructing a meaningful reality, and we don’t have to be constantly undermining ourselves by sneaking back and claiming that it’s all really about reproductive fitness after all. The crucial thing to understand is that, just as there are things that precede evolution and cannot be sensibly explained in such terms – the whole of physics and chemistry, for example – so there may be things that are every bit a material as bodies and genes and nervous systems, but which are also post-biological. That is, they rely entirely on the existence of a functional biological ‘platform’, but once that platform is assured, their interests are as far removed from those of life in general as life in general is from a chemical reaction. The differences are qualitative, fundamental, and include a huge range of novelties – consciousness, history, culture, technology, and so on.

This layer is intelligence. And I cannot emphasise too strongly that this is not simply as intelligence considered as just another faculty of the brain. Rather, the relationship between intelligence and life in general is much the same as that between life in general and chemistry or chemistry and physics – a radical reorganisation leading to both the resolution of key problems biology by itself finds insuperable and the introduction of new problems that our biology finds unintelligible.

The former includes the objectivity (as expressed in science, technology, industry, and the possibilities of radical environmental management) that allows intelligence to ‘see’ random variation and natural selection in a completely different (i.e., objective) light from any non-intelligent creature, and so to grasp its logic and the solutions it requires in ways that completely circumvent evolution itself. The second is this very problem of meaning, which spins form the very same source – the objectivity that tells us not only our place in evolution but also questions our place in the universe and in our own existences. Sometimes intelligence comes up with blindingly incorrect answers of which religion is only the longest running. But that does not mean that it cannot come up with something better. Darwinism, for example.

So if Richard Dawkins - and the late Stephen Jay Gould and all the other biologists – cannot even imagine this possibility, it is not because Darwinism precludes it (see my Birth of Reason) but because they are unable to grasp that Darwinism describes only one step, and by no means the last, in existence. And intelligence is the next.

Saturday, January 17, 2009

A biology of human nature?

Human beings are not like other organisms, and intelligence cannot be explained in biological terms. That is why the biology of human nature has so far remained at the most general level, without any biological account of, say, the specifics of history or consciousness: biology is incapable of going any further without exposing its own irrelevance.

This may seem to be an odd attitude: after all, what scientific alternative is there? There can be no doubt that our ancestry is exclusively biological, that everything we do relies on definite kinds of biological structure and function that are plainly the products of ordinary evolutionary and developmental processes, that human beings have to be successfully adapted to quite routinely biological demands and a comprehensive biological environment, that human beings reside on the same biological continua as other organisms, and so on. To take only some of the most widely cited examples of our animal nature, if we share so much of our nervous systems and the vast majority of our genes with other primates, not to mention many other features (much of the structure of our haemo¬globin, for example), how can I argue that human beings demand a fundamentally different kind of explanation from other organisms?

But if I may reverse this conventional argument, even if human beings had developed out of, yet were now qualitatively different from, the general run of organisms, we would still share a good deal with them. After all, life is not a chemical reaction, but it does rely on chemical structures and their activity. So how much would have to be different for such a change to be considered qualitative? Plainly, if we limit the question to strictly quantitative terms, we do not know. In fact, it is intrinsically unlikely that any question about qualitative differences could ever be answered sensibly in quantitative terms – so many per cent difference in this factor or that, so much growth in our encephalisation index, and so on.

So why should we assume that sharing 50 per cent of our genes, our nervous system or any other biological attribute with another species – or even or 90 per cent or 99.999 per cent – means that there are no qualitative differences between us? A pile of rocks might easily share practically all of its physical content with a Gothic cathedral, but one would surely question whether they were in any important sense the same! There may be some quantifiable sense in which more is better or worse, but even that would not tell me when it became qualitatively other. Conversely, were our encephalisation index twice – or a hundred times – that of our nearest relative, would that mean that we were qualitatively different? Why not conclude that we would still be essentially the same, only more so? In fact, on what grounds would either conclusion be justified? Such an argument would only make sense if one assumed that potential qualitative differences could be meaningfully investigated in quantitative terms. Yet it is precisely the validity of this approach that is in question here. To insist on a biological explanation of human nature solely on the grounds that human beings share many overt features with other organisms is quite empty, since it is not the things we share with sheep or artichokes that make human beings interesting (or indeed human) but rather the things that are different.

In summary, arguments from continuity, ancestry and empirical resemblance can tell us nothing decisive about the qualitative relationship between human beings and other organisms. On the contrary, they assume that there is no qualitative difference here – otherwise what would be the point of the comparison? Perhaps we are just like other organisms, perhaps there is a critical sense in which we are quite different, and perhaps the answer lies somewhere in between. But there is nothing in biology that can tell us which is the right answer.

One assumption made by many claims for biology’s precedence over any other approach is that, unlike the humanities, biology is scientific. It is a fair point – biology is indeed scientific (in general terms), whereas the alternatives by and large are not. But it does not follow that if we apply biological methods to human beings, we will get scientific answers. After all, we plainly would not get a scientific account of human existence if we restricted ourselves to the methods of physics or chemistry: as far as I am aware, there is no chemical formula for feudalism. We would merely get a reductionistic trivialisation. Similarly, if biological concepts and methods are not capable of grasping what it means to be a human being, then the results of any would-be human biology must be equally trivial.

If, by contrast, we start from the assumption that the purpose of science is to provide a solution that is adequate to the problem at hand, whatever that solution turns out to be and whatever the methods by which we must arrive at it, then the assumption that biology is the right starting point is much less compelling. In particular, if we share a great deal with other organisms – a proposition I would not dream of contesting – the reverse is not true. The things we share with or inherit from non-intelligent organisms seem to have very little to do with what it means to be human. It is very hard to look at any aspect of human nature that human beings themselves consider important and not suspect that trying to explain such a thing in biological terms is a fool’s errand.

To take only the most obvious way in which human beings differ from other organisms, any credible theory of human nature must explain why human beings have a history while other organisms – even our closest relatives – have none. It is after all only by virtue of the historical dimension of human nature that I can have the same biology as a Cro-Magnon hunter or a medieval Javan peasant yet live a profoundly different life. It is only by virtue of our capacity for history that human beings have moved from being a few thousand slow, weak scavengers to the single most important factor in the environment of practically every other large species on the planet. As I shall try to show in the main body of this book, all this follows from the specifically intelligent nature of human beings.

To repeat, other organisms have no history. It is true that all organisms change over time, that many are altered in substantial yet reversible ways by the actions of their predecessors and contemporaries, that these changes can have a collective effect that is more than the sum of its parts, and that these are all features of historical change. Nevertheless, all changes to all non-human organisms seem to be explicable in terms of changes to their biology, changes in the environment in which they live or (as in the case of social primates) completely localised, transient and contingent changes in relationships between particular organisms. In particular, there is no fundamental change to (and certainly no advance in) the social or practical conditions in which they collectively live and act (as there is in the case of human history), and as a result no changes of which the organisms in question could either take account or exploit in their own further development.

For example, for all their apparent capacity for mutual imitation, social facilitation and even intentional teaching, not even the perfectly real differences in social organisation between chimpanzee troops seem to reflect much more than the accretion of accidental and incidental changes. A given chimpanzee society may well be different from what it was a hundred years ago or from another chimpanzee society on the other side of Africa, but these changes could not be said to have come about by virtue of the self-development or re-structuring of chimpanzee society. Nor are they actively constitutive of the development or the self-organisation of the chimpanzees who live in such societies – there is no possibility of progress in the offing. Nor are they changes that the chimpanzees involved seem capable of noticing, let alone fathoming or taking into account in their subsequent actions. So they are not really historical changes at all.

Conversely, it seems unlikely that the changes that have taken place have systematically altered how chimpanzees inhabit and experience their environment, as historical changes in human societies have transformed not only the scope but also the nature of human activity, organisation and awareness. Finally, it certainly could not be said that chimpanzees are aware of their position in history – in relation to a cultural heritage or a family lineage, for example – or that they act as they do specifically in terms of that historical position. If they did, then chimpanzees would be historical beings too. But they don’t, so they aren’t. And even if there were hints of historicity among the primates, there is none at all elsewhere in the animal kingdom.

So, given the fundamental significance and consequences of human historicity, no explanation of human nature that could not also explain history could possibly be correct. Given both that human beings are above all else historical creatures and that biology has no concepts that are capable of dealing with history, then as soon as one accepts that human beings are historical beings, any appeal to biology is rendered futile.

Our consciousness also seems to set us apart from other organisms. Again, it does not seem to distinguish us absolutely from other primates and perhaps a few other species, but there seems to be very little reason to think that it is at all pervasive, even among the more sophisticated echelons of the animal kingdom. Yet the consequences of our consciousness are so vast that they leave even the most sophisticated primates lagging behind quite small children. As human beings, we have ways of structuring our consciousness of things and events, such as symbolism, metaphor, logic and mathematics, rules, science, ideology, imagination, values and even bureaucratic procedure, that are literally infinitely more powerful than anything other organisms have produced. Again, if other organisms showed any sign of such abilities it might be appropriate to compare them with human beings. But they don’t, and given the radical importance of consciousness to human activity, and the lack of any explanation of consciousness in biological terms, it is again hard to see why one would even begin looking to biology for an explanation of human activity.

It is tempting for biologists to reply to this argument that consciousness is plainly highly adaptive. But then so is having a history, and so would being lucky or being able to perform miracles or having all your wishes come true, but that does not mean that, if an organism possessed such abilities, they would be open to biological explanation. Being adaptive is at best an explanation for why things that already exist persist. It is never an explanation for why they come into existence in the first place (that would be teleological), for their structure (adaptation is a wholly functional criterion) or for the processes and mechanisms through which they operate (which are all wholly transparent to the notion of adaptiveness). Since, as I shall argue in detail below, what is peculiar to intelligent activity is the special character that is conferred by its unique structures, processes and mechanisms, and indeed its ability to act in terms of, among other things, its expectations and plans for the future, plainly biology will have little to offer by way of an explanation.

This difference goes to the very heart of biology, even to the point where the mechanisms of evolution itself are overthrown. For what is the process of ‘random variation and natural selection’ but a process whereby the functioning of an organism is changed in some way that is not directed by any sense of that functioning’s functionality; and the functionality of that functioning is determined by external factors (the forces of selection)? This is precisely the opposite of an intelligent action. For what could be more typical of intelligence than deciding in advance what it was trying to accomplish (reaching a goal, sustaining a value, realising a design, and so on), then defining the process, mechanisms and steps whereby this outcome can best be achieved (a plan, a tool kit, a resource list, a work environment, etc.), and then proceeding to work towards that outcome, all the while adjusting and re-adjusting one’s actual actions to suit changes in effectiveness, circumstance, and so on? And even when we fail, is there any obstacle to learning directly from our mistakes, as there so obviously is for strictly biological adaptations?

Indeed, isn’t all this indispensable to that most hallowed of intelligent actions – science itself? How, for example, would it be possible to ‘do’ evolutionary theory if one relied of the indirect methods of evolution itself? How does one construct and perform an experiment, if not by constructing a hypothesis, defining procedures for arriving at an outcome, and then evaluating what the outcome means in relation to the original hypothesis? Or does each new idea emerge at random, emitted into an external environment with which it has no intrinsic connection, where it is then subjected to ‘selection’ by equally extraneous forces that deal solely in terms of reproductive efficiency and effectiveness, as opposed to truth or even empirical correctness? Do the scientists who initiated this process remain oblivious to the entire process and its outcome, as a non-intelligent animal is of the evolutionary origins, significance and consequences of its actions? Such would be the case if scientific knowledge were the product of natural selection.

And so on, through every arena of human activity. Other organisms hunt and forage; we have a global economy. A few other organisms make elementary tools; we hunt quarks and quasars, create new elements, build complete artificial environments and write equations for the end of the universe. A few social insects apart, other organisms have relationships with a modest local group; we operate a global society with billions of members. The most advanced non-human organisms are capable of a level of representation broadly equal to that possessed by a small child; adult human beings have full-blown natural language, art, religion, philosophy, programming languages, logic and mathematics, science, law… And they all appeared in the twinkling of an eye, evolutionarily speaking – far too fast and far too precisely, in fact, for random variation and natural selection to have created them, or for them to have emerged from any known biological precursor, or for any organic structure or process to have directed their construction. Once one adds to this how extremely difficult it is to describe the formation, operation and change of human individuals and societies in biological terms – the one-sided, circular and self-serving arguments of the adaptationist lobby notwithstanding – it becomes difficult to draw any conclusion other than that, the frenetic attention biologists pay to human beings notwithstanding, seeking a biological account of the specifically human aspects of human nature is a futile quest.

This still leaves one tenuous link between biology and intelligence: the primates, dolphins and perhaps other species that can also make a realistic claim to at least some of the tell-tale features of intelligence, such as language, self-awareness, and so on. Their claims are by no means universally accepted, but I have no doubt that human beings and chimpanzees have a good deal more in common than chimpanzees and ants. But in what way does that fact contradict the view that there is a qualitative difference between biology and intelligence? If there were such a difference and it was not brought about by fairy dust or a divine spark, then surely one would expect intermediate forms? After all, is a virus alive or is it, as Peter Medawar put it, ‘simply a piece of bad news wrapped in protein’? Clearly, it depends what you mean by ‘alive’. In some circumstances, yes, a virus qualifies as alive, or at least as the kernel of a living thing; in others, certainly not. And likewise, whether a chimpanzee, a whale or a parrot is intelligent depends on what you mean by intelligent. By the criterion of consciousness, then yes, they probably are, to a limited extent, especially when provided with the right ‘scaffolding’; but by the criterion of historicity or clear intelligence in the absence of any external support, then perhaps they aren’t. But that does not mean that the concept of intelligence is incoherent, that history and consciousness are not characteristic of intelligence or that a fully developed intelligence would not have both to the full. It means only that the different aspects of intelligence, like the different aspects of life, come into existence in a somewhat disorderly way.

And what if we were to discover that chimpanzee societies have a history after all, replete with highly structured social systems and major phases comparable to feudalism and the like? What should one infer from this fact? That human beings are just organisms after all? Or that chimpanzees have joined human beings on this side of the (empirically broad and indistinct) divide that separates biology from intelligence? It is after all not the purpose of the present account to argue that human beings are different; rather, it is intelligent beings that stand apart, and if chimpanzees (or whales or African grey parrots or even nematode worms) stand with us, then so be it.

One last point about the relationship between biology and intelligence. At present, the main non-human candidates for intelligence proper are the chimpanzee, the parrot and the dolphin. Note how unexpected this would be from a strictly evolutionary point of view. Primates are quite closely related to the one definitely intelligent species of which we know – ourselves – and it seems that the most intelligent primates are (with some notable exceptions) those closest to human beings. But primates, dolphins and parrots share no common ancestor that could possibly have been intelligent, so how do we explain the fact that such distantly related species share this common (yet most uncommon) feature? As far as we can tell, insofar as they are intelligent at all, dolphins, parrots, primates and human beings are all intelligent in the same sense, and their respective intelligences embody a case not of evolutionary convergence but of evolutionary identity. The resemblance between chimpanzee intelligence and dolphin intelligence is not like the similar streamlining of dolphins, sharks and ichthyosaurs: they are not merely structurally similar but structurally identical. For example, they all seem to develop through the same stages and they all seem to make much the same characteristic unforced errors while immature – clear indicators that the underlying structures are identical. Given that, from a biological point of view, such identities are completely inexplicable, plainly routine biology is not the answer. On the other hand, if intelligence is indeed a novel structure rather than the cumulative effect of strictly biological changes, then it is just as plausible that it could have arisen in parallel from many different biological ancestries as it is that life itself could have arisen from many different pre-biotic chemistries.

In short, there may be other organisms that have also started to break away from the constraints of a strictly biological existence, but to argue that human beings have not done so would be preposterous in the extreme.

Thursday, October 16, 2008

Free will and determinism

A rather long theoretical speculation.

Free will and determinism are generally treated as polar opposites. Here is a hypothesis that starts from that position and concludes with them being identical.

Human free will is difficult to establish. The concept itself is extremely evasive and analysing consciousness and decision-making (which I take to be among the more intractable issues for free will) is fraught with contradictions and infinite regressions. In addition, many of the material determinants of human action and experience are clearly external to the human individual, either as social or as natural entities. As such most social and natural conditions would necessarily limit our material freedom, even if free will were in principle possible. Unlike writers for whom the conceptual analysis of free will and practical constraints on freedom are to be studied separately, I would argue that the reason why the concept of free will is too hard to pin down is the same as the reason we are not, in practice, free.

Essentially, we lack freedom either because of the relative immaturity of the subjective intelligence through which we exist in the world or because of the limitations (gaps, mistakes, conflicts and contradictions) of the objective systems and relationships by which our worlds are actually composed. That is, we are prevented from achieving what we set out to achieve because the structures on which our actions and experience are based stop us from succeeding. It is not simply a matter of weakness: defeat of one kind or another (including subversion, diversion, distraction, disablement and frustration as well as outright defeat) is often built into the very systems and processes through which we act.

For example, even within our world of formal social freedoms (citizenship, equality before the law, and so on), the contradictions that beset our relationships with bureaucracy, representative democracy, economic activity and the law are too well known to need elaborating here. And once again, these are contradictions, not just misfortunes: the problems are built in. Others, created by inhabiting a world made up increasingly of money, commodities and roles, are less obvious, though they are often yet more fatal.

Furthermore, because these structures are contradictory, they prevent us from experiencing the world (or even our own experience) in a coherent manner. This in turn stops us coming up with any way of fully or accurately describing or analysing that experience without working through a huge range of social and historical systems, and so of formulating our goals and intentions adequately in the first place. Furthermore, the vast scale and complex yet ambiguous structure of our social systems makes it unlikely that many people will have the necessary knowledge, or any idea of how to acquire it, or any idea that it is needed.

For example, a capitalist society creates a basic individualism that prevents us from seeing straight away that our problems are social and historical rather than psychological. For most people, the response to bureaucracy, injustice and the general malaise of everyday life is personal frustration, resignation and depression, not social analysis, organisation and action. We divide our efforts between work and consumption, and even these supremely social activities are experienced in terms of a narrow individualism or, at best, instrumental social groupings (office, shopping mall, public transport) to which we commit little of ourselves. This perverse structuring of action and experience both creates innumerable illusions about how the world really works and effectively undermines every attempt to do something about it.

For example, in work we are typically isolated as individuals and functional groupings, and the knowledge we have of the larger systems and relationships we need to do our jobs is generally very narrow. There are timetables, duties, targets, techniques, but little meaning outside the group or the even the task. And in consumerism, we exist solely as isolated individuals, in families and other small, specialised and isolated groups.

So by and large, the only knowledge we need to operate within society is at the level of simple, formally prescribed facts (a great deal of which is anything but correct at any profound level). The massive social and economic processes whereby we ended up there at the supermarket are treated as a combination of the trivially obvious, too dull and difficult for non-specialists to bother with, and none of our business.

At the same time, we are constantly bombarded by complacent and unimaginative politicians, newspaper editors and pundits, and endless other spokespeople for the status quo telling us that we are all already free – or, with one of those small, resigned twists in which modern ideology excels – we are as free as we should try to be.

Even for professionals who specialise in such questions, social life is not exactly training for solving problems of free will and determinism! In fact, the disciplines of history, philosophy and the social sciences seem to be almost as confounded by these assumptions about how our lives work (if that is the word) as everyone else. I doubt that one sociologist in a hundred could explain the idea of alienation.

The basics of the real processes through which all this takes place should be all too familiar to need explaining, though they certainly are not, even for those with a background in the social sciences. Or perhaps they should be anything but familiar. After all, why would any social system regard a theory that that system does not make sense as a tool for making sense of itself? It would be a confession of failure and futility and an invitation to do something about it.

On the other hand, if the ways we understand our relationships to the world and to one another and the systems and structures through which we actually live are so closely interconnected, creating a world of freedom and conceiving of free will properly ought to be mutually fruitful enterprises. If we could do something about these endemic contradictions that constantly frustrate freedom we would be able to grasp the concept of free will, and the more thoroughly we work through the conceptual contradictions (including their social and historical aspects), we more clearly we will know how to go about creating a world in which genuine liberty is the norm.

So what is the general model of freedom I am arguing for? In brief, freedom is lacking whenever the structures that determine either our intentions or the means to realise them are outside our control. If everything that controlled both how we grasped the world and what we wanted, expected, needed (and so on) was (in some sense) a part of ourselves, then we could say that the ways we conceived of our existence in the world and the structures that through which that existence was enacted were one and the same, both with one another and with ourselves. In other words, the structures that determined and realised our will would all be part of ourselves. It would thus be free will, yet wholly determined, yet subject to no material constraints or limitations from beyond itself. Conversely, if we could internalise within ourselves over all the structures needed to materialise those intentions and desires in the external world of practical reality, there would be no constraints on the exercise of our free will either. In other words, our free will would be exercised in freedom.

But what are the structures that need to be created to freedom to be achieved? And, given that the structures that impinge on the exercise of our will might be found anywhere in the entire universe, in what sense could they possibly be internalised? I have tried to describe in detail the historical and phenomenal processes through which truth and freedom (for truth and freedom come down to the same thing) can be reconciled with determinism in my The History of Human Reason. But in the most general terms, this argument entails that a) such a reconciliation is possible, and b) it is susceptible to scientific investigation in all its aspects, with no sneaky corners of irreducible indeterminacy.

Isn’t philosophy fun?

Friday, September 05, 2008

Theory of Everything? No, actually...

So on September 10 CERN switch on the Large Hadron Collider – the biggest scientific experiment of all time. Will it simply create a black hole that will suck the Earth into oblivion? I think I can say with absolute certainty that, No, it won’t. Of course, the only reason I am so confident is that if I am right then I can crow about it afterwards, but if I am wrong, exactly who is going to tell me so?

Another thing I often hear about these experiments is that they will move us a little – or maybe a lot - towards the scientific grail – the Theory Of Everything – which, rather inelegantly for a holy object, is often referred to by lazy typists like me as just plain TOE.

This ‘Theory of Everything’ stuff impresses me though. A Theory of Everything, eh? So it will explain the weather? The nature of beauty? Why feudalism gave way to capitalism? Whether or not we will deal with climate change? Why I talk to my cat? The nature of consciousness? Why I think Eddie Izzard is funny? How about something a lot simpler, like the nature of life? Or are such things, as people who cannot handle complicated things (like reality) like to say, unreal, epiphenomena, or secondary (whatever that could possibly mean)?

I’m not sure that anyone is claiming that TOE will explain anything like this. So what is the problem? Qualitative change – which necessarily cannot be explained in mathematical terms – is perfectly real. Not in the sense that something magical suddenly appears, but in the sense that novel structure of the kind that the first consciousness, the first life and the first atom were all derived from not only stabilises existing patterns of activity but also reveals new patterns. That is after all why we have not only physical action but also chemical reactions, life and natural intelligence.

So why is it that scientists like to repeat that this really will lead to a genuine Theory of Everything? It may well tell us really important things about the physical world – though even that is likely to be limited to a certain level - but ’everything’? Absolutely not.

(Incidentally, the BBC’s webpage on the day poses the fascinating question ‘Is particle physics the new rock n’ roll?’ I think I can reply with some authority on this one: No. And please don’t say anything so silly again.)

Friday, July 11, 2008

Making sense of human nature

I have spent a great deal of my life studying psychology in various ways. Most of the time I have been looking for clues as to what it is that differentiates intelligent life from its non-intelligent cousins and precursors. I have written quite a lot about this (e.g., my History of Human Reason and yet-to-be-published Birth of Reason), but I often feel that I have missed the point.

Quite a lot of human existence is readily captured by the conventional notion of intelligence. We are almost uniquely conscious and historical beings. The only other species that exhibit consciousness are our primate cousins and a few very smart birds and dolphins, and none at all has a history. So far as we tell at the moment (animals are difficult to study in direct proportion to their evolutionary distance from Homo sapiens), these species are all characterised by essentially the same kinds of intelligence as ourselves. Or at least, they can be tested for the same aptitudes and abilities.

Yet I don’t spend my personal life dwelling on the sorts of things that are normally associated with testing intelligence. I don’t sit about doing mathematical puzzles or organising objects into classes and sequences. Right now, I am writing this blog, listening to Muddy Waters and feeling pretty pleased that I have finally coaxed my cat to want to sit on my lap after literally years of trying. Last night I watched Shakespeare’s Two Gentlemen of Verona and thought about my life. What all that has to do with intelligence as conceived of by science I have no idea. Nor, I think, has science.

Yet I am quite sure that that is where the explanation lies. The problem is that, like everything else about the science of human nature, the study of intelligence seems to take in everything about human beings apart from what makes them so peculiarly human. As so often, science studies what it can readily comprehend and already knows how to research, and everything that does not fit that model is left by the wayside. Later, once it has established a massive body of empirical findings, it announces that this is what humanity is, and all the rest is illusion, epiphenomenal, trivia.

But then, isn’t that where we are now? With all those modules and genes-for and all that – where is anyone asking, ‘So what has all this got to do with human beings?’ The truth is, you can’t get there from here.

So let me suggest a list of things any would-be science of human nature should take as its central problems:

  • Love
  • Music
  • Laughter
  • Beauty
I know that there are some studies of some of these things, but precious little. Even when they are studied, there is something strangely mechanical about the way we go about it. How can a checklist or an ECG reading capture anything of significance? No, they aren’t a ‘starting point’ or ‘building blocks’ for a full theory, or anything else of any value, any more than a scientific study of the properties of bricks tells us anything about Westminster Cathedral – or, indeed, a multi-storey car park.